,1 ,2 ,3 ,2 ,1 ,2,†and 1,*†
1Institute of Dental Science, The Hebrew University Hadassah School of Dental Medicine, Jerusalem, Israel
2Department of Prosthodontics, The Hebrew University Hadassah School of Dental Medicine, Jerusalem, Israel
3Orthopedic Surgery Complex, Hadassah University Hospital, Jerusalem, Israel
*Correspondence to: Ronen Hazan, Institute of Dental Sciences and School of Dental Medicine, Hebrew University, Hadassah Campus Jerusalem P.O.B 12272, Israel 91120, Email:
li.ca.ijuh.dmke@hnenor
†These authors have equally contributed to this work.
Received 2016 May 5; Revised 2016 Jul 13; Accepted 2016 Jul 27.
This article has been
cited by other articles in PMC.
Abstract
Antibiotic resistance is an ever-growing problem faced by all major sectors of health care, including dentistry. Recurrent infections related to multidrug-resistant bacteria such as methicillin-resistant Staphylococcus aureus, carbapenem-resistant Enterobacteriaceae, and vancomycin-resistant enterococci (VRE) in hospitals are untreatable and question the effectiveness of notable drugs. Two major reasons for these recurrent infections are acquired antibiotic resistance genes and biofilm formation. None of the traditionally known effective techniques have been able to efficiently resolve these issues. Hence, development of a highly effective antibacterial practice has become inevitable. One example of a hard-to-eradicate pathogen in dentistry is Enterococcus faecalis, which is one of the most common threats observed in recurrent root canal treatment failures, of which the most problematic to treat are its biofilm-forming VRE strains. An effective response against such infections could be the use of bacteriophages (phages). Phage therapy was found to be highly effective against biofilm and multidrug-resistant bacteria and has other advantages like ease of isolation and possibilities for genetic manipulations. The potential of phage therapy in dentistry, in particular against E. faecalis biofilms in root canals, is almost unexplored. Here we review the efforts to develop phage therapy against biofilms. We also focus on the phages isolated against E. faecalis and discuss the possibility of using phages against E. faecalis biofilm in root canals.
Keywords: phage therapy, dental biofilm, E. faecalis
Antibiotics, ‘the magic bullets’, have proved to be one of the most revolutionary discoveries of the twentieth century (
1,
2). However, their overuse and misuse in various cases, including viral and fungal infections, and patient failure to follow the prescribed course have led to a rise in antibiotic-resistant strains, the ‘post antibiotic era’ (
3). Consequently, many resistant pathogens like MRSA (methicillin-resistant
Staphylococcus aureus), CRE (carbapenem-resistant
Enterobacteriaceae), VRE (vancomycin-resistant enterococci) (
4,
5), multidrug-resistance
Pseudomonas and
Acinetobacter have developed into major threats. For instance, VRE exhibit resistance to vancomycin, which is considered ‘the last resort’ drug for Gram-positive bacteria, making their elimination almost impossible (
6,
7). The rate of acquired antibiotic resistance is also alarming. For example,
Pseudomonas aeruginosa was shown to rapidly develop resistance against five relevant antibiotics upon exposure to stepwise increased concentrations (
8). Apart from being life threating, these antibiotic-resistant strains also lead to elevated health care costs (
9). Moreover, failure in surgeries and other medical procedures related to untreatable infections is expected to increase. Having said that, should we be alarmed that we are about to face an era similar to the one prior to the discovery of antibiotics, in which mortality will be caused by common infections?
Today, it is accepted that yet another reason for the failure of antibiotics is the formation of bacterial biofilms (
10). Biofilms are defined as dense aggregates of surface-adherent microorganisms that are embedded in a self-produced polymer matrix consisting of polysaccharide, protein, and extracellular DNA (
11,
12). Biofilms are characterized by the following factors: the environmental conditions and surfaces that favor their formation, the gene products that are required for their formation, the genes that are activated and required to maintain the biofilm, the architecture of the biofilm, and the types of extracellular products that are concentrated in the biofilm matrix (
13). According to the National Institutes of Health, biofilms account for more than 60% of the microbial infections in the body (
14). These infections can be caused either by a single microbial species or by a mixture of species (multispecies) (
15). Some of the common examples of biofilm infections are cystic fibrosis, native valve endocarditis, otitis media, periodontitis, and chronic prostatitis (
16).
A major problem of biofilms is their resistance against phagocytosis and their inherent tolerance to the host defense system, to antibiotic therapy, and to disinfectants like chlorine and alcohol, as well as heat (
17–
19). Factors like poor antibiotic penetration, nutrient limitation and slow bacterial growth, adaptive stress responses in bacteria, and formation of persister cells constitute a multilayered biofilm defense, which cannot easily be overcome (
20). The common techniques used for eradication of biofilms include mechanical disruption by physical means, such as tooth brushing and sonication (
21), but these are not 100% effective. The difficulties in destructing biofilms necessitate development of alternative ways to prevent and control biofilm-associated clinical infections.
In dentistry, bacterial biofilms are involved in almost all major diseases. Plaques which are actually multispecies biofilms growing on the teeth contain primary colonizers like streptococci on the acquired pellicle and are later colonized by
Actinomyces, which may lead to caries (
21). Periodontitis is a classic example of a biofilm-mediated disease, which is refractory to antibiotic agents and the host defenses (
22). Lastly, the most common biological reason for root canal disease is endodontic biofilm (
23,
24), which is formed significantly by
E. faecalis (
25,
26) commonly found in previously treated root canals along with other microorganisms.
Currently, endodontic treatment against
E. faecalis and other root canal infections involves removing bacteria by biomechanical cleaning, root canal shaping, and disinfection followed by sealing and crown restoration. The purpose of root canal sealing is to provide a tight fluid seal from the coronal and apical part of the tooth. Ideally, endodontic treatment should achieve a sterile root canal system, but given the available materials and techniques, this is undoubtedly impossible (
26).
The case study of E. faecalis
E. faecalis is a commensal Gram-positive facultative anaerobic bacterium inhabiting the gastrointestinal tract of humans and various animals, but is also found in environments like soil and water (
27–
29).
E. faecalis is one of the most frequently isolated species from hospital-associated infections; it causes endocarditis, bacteremia, urinary tract infections, meningitis, and other fatal forms of systemic and local infection in humans (
30).
The pathogenicity of
E. faecalis can be attributed to the various virulence factors reported in clinical strains, including biofilm formation and the expression of surface adhesion components (
31). Additional virulence factors identified are hemolysin/bacteriocin, aggregation substance, gelatinase, enterococcal surface protein (Esp), endocarditis-associated antigen, or capsular polysaccharides (
32–
36). The ability of
E. faecalis to adhere to medical devices such as ureteral stents and catheters and to develop biofilms on these devices is likely associated with its pathogenicity (
37).
Why is E. faecalis so hard to eradicate?
E. faecalis has become one of the most challenging bacteria to eradicate in the past few decades (
30,
38). As mentioned above, in root canals it is hidden from the immune system and antibiotics. Various antiseptic and antibiotic materials are used for intracanal bacterial eradication, which include calcium hydroxide or antibiotic pastes to improve bacterial control before root canal sealing. Yet, viable
E. faecalis cells were found even after many days in root canals following endodontic treatment, regardless of the use of calcium hydroxide (
39–
41).
In addition to root canals,
E. faecalis is also hard to treat in the gut and other infection sites (
30). First, it has many strains that are antibiotic resistant (
42–
44). Second, the increased use of antibiotics in hospitals worldwide causes dysbiosis, changes in the gut microbiota that are leading to subsequent alterations in the local immune system (
45,
46).
E. faecalis takes advantage of these alterations and takes over ‘the prized niche’ of the gastrointestinal tract, and this niche may be the primary source of organisms that cause enterococcal infections (
46–
48).
Persistence
Another reason for the difficulty to eradicate
E. faecalis infections is its highly recalcitrant nature. This bacterium possesses exceptional surviving abilities and can persist in extreme conditions such as the gut (
49) and root canal system (
50) as a result of its ability to withstand an alkaline milieu and glucose starvation (
51,
52).
Antibiotic resistance
In addition to all that,
E. faecalis strains are sometimes genetically resistant to antibiotics. According to the Centers for Disease Control and Prevention, VRE strains of
E. faecalis are some of the most difficult to treat bacteria (
www.cdc.gov/drugresistance/biggest_threats.html). Various studies conducted worldwide have demonstrated increasing rates of VRE-acquired cases; for example, more than 38% of such cases were revealed in Detroit Medical Center, Michigan, in 2009 and 11% of the cases were reported at the national level (
53). Vancomycin resistance has five well-recognized phenotypes: VanA, VanB, VanC, VanD, and VanE (
54–
56). Interestingly, two of these, VanA and VanB, are mediated by newly acquired gene clusters that provide resistant phenotypes primarily in
E. faecalis and
E. faecium (
57). Thus, when such resilient strains as
E. faecalis also evolve to be antibiotic-resistant like VRE, it becomes almost impossible to control their infections. Nowadays, linezolid and daptomycin are the last resort drugs often used to treat infections caused by VRE
E. faecalis (
58,
59). However, strains resistant even to these antibiotics have emerged (
60,
61). A recent study suggested that clinical samples not only had vancomycin-resistant
E. faecalis but the isolates also showed resistance to tetracycline, linezolid, and ampicillin (
62).
E. faecalis in root canals
In dentistry
E. faecalis is one of the main bacteria associated with chronic apical periodontitis in failed root canal treatments. Despite the fact that endodontic infections have a polymicrobial nature, the root canal environment may favor and support the survival of one species, which is commonly
E. faecalis. Although
E. faecalis is actually seldom present in primary endodontic infections, in cases of postendodontic treatment with apical periodontitis, failed cases are approximately nine times more likely to harbor
E. faecalis than cases of primary infections (
63,
64). Furthermore, the prevalence of
E. faecalis in periradicular disease including secondary endodontic infections was reported to be 33% (
65) and 24 to 77% in persistent infections (
50,
63,
66) resulting in the development of lymphadenitis abscesses and cellulitis (
26,
46).
The way
E. faecalis causes failure of root canal treatment is by entering via micro-leakage in faulty restorations, direct pulp exposure in cases of physical barrier breaks, and the gingival sulcus that reaches the pulp chamber through the periodontal membrane (
67). After penetrating the dentinal tubules, the root canal serves as a reservoir for bacteria that remain in the root canals protected from the immune system. These bacteria cause constant intracanal infections, endodontic diseases, and refractory or persistent periapical diseases (
52,
68–
70). They can also adhere to dentin collagen (main organic component of dentine), invade the dentinal tubules, and therefore withstand root canal debridement (
70).
In addition,
E. faecalis contaminations were found to correlate with periodontitis where it was found to be prevalence in root canals of teeth with apical periodontitis requiring endodontic retreatment, or in saliva (
71).
The current infection control techniques in root canals fall short of the desired effectiveness against persistent infections. As antibiotics are useless, the endodontic treatment aims to eradicate bacteria from root canal and dentin tubules by mechanical removal of infected tissues and concomitant chemical treatment with antiseptic solution such as sodium hypochlorite and chlorhexidine (mechanochemical preparation). Despite these procedures, bacterial contamination, mainly
E. faecalis, is histologically evident in dentine tubules (
72,
73). Furthermore, one of the disadvantages of root canal debridement is that it cannot prevent root canal late reinfection that may originate from the previously infected dentinal tubules.
Ex vivo and clinical studies have shown that in spite of a temporary absence of bacteria following chemo-mechanical preparation, bacteria reappear following successive endodontic appointments. Antiseptic rinsing or antibacterial dressing reduces the bacterial counts; however, it does not completely eliminate the infecting bacteria (
74,
75). This suggests that intratubular bacteria may serve as a reservoir, out of reach of endodontic preparation.
Biofilms of E. faecalis in root canals
Biofilms, layers of bacteria growing together in a cooperative manner (
76,
77), are mechanically and physiologically more protected from antibiotics than planktonic cells (
78). This can be because most of the antimicrobial agents cannot penetrate into the deeply formed layers of bacteria in a biofilm. They can kill only the peripheral layers, and once the effect of the antibacterial agent has diminished, the surviving bacteria can form new layers of biofilm. The genetic basis of biofilm formation by
E. faecalis is largely unknown. A recent study suggested that a specific enterococcus cell surface protein (Esp) is critical for biofilm formation by this organism (
79). Complete sterilization of an infected root canal is an important challenge in endodontic treatment, as because of the complexity of the root canal system, the traditional methods often cannot achieve sterilization (
80). Various protective measures of the
E. faecalis biofilm increase its resistance to antibacterial treatment. This includes resistance to traditional antibacterial rinsing solutions such as chlorhexidine or sodium hypochlorite and the ability to adapt and grow in the presence of calcium hydroxide (
51,
81). Biofilm islands were reported to exist between the root canal filling and dentin walls despite root canal treatment (
82,
83). In general, it is found that resistance of biofilm to antibiotics may even increase up to 100–1,000-fold (
84). The physical removal of biofilm by endodontic instruments is only partially effective as biofilm may hide in areas unreachable by these instruments (
85). Moreover, any surviving biofilm may potentially recover, grow further, and spread apically, thus perpetuating the chronic apical periodontitis.
Phage therapy: is it the answer?
The increasing number of cases with infections related to antibiotic-resistant bacterial strains and biofilm formation, coupled with the failure of conventional measures to deal with them, necessitate the development and implementation of alternative methods. The use of bacteriophages against pathogenic bacteria, termed ‘phage therapy’, is one of the most promising methods being explored by scientists around the globe. A bacteriophage or phage is a virus that specifically targets and destroys disease-causing bacteria by invading bacterial cells, disrupting their metabolism, and causing lysis. Their lifecycle could also be lysogenic; however, for phage therapy, only lytic phages are used.
Phages were first discovered by Fedrerick Twort in 1915. Felix d'Herelle developed the use of phages to treat various infectious diseases between 1917 and 1940. Along with George Eliava, he founded the George Eliava Institute in Tbilisi, Georgia, which uses phage therapy against bacterial infections even today. However, when Alexander Fleming discovered penicillin in 1928, its rapid success overtook the interest in phage therapy. The emergence of new resistant strains and the acceptance that biofilm formation is a major problem leading to treatment failure has recently rekindled the interest in phage therapy. Phage therapy offers various benefits over antibiotics (
86):
High specificity: The phages target specific pathogenic bacteria and pose no harm to the commensal microbiome of the body (
87).
Ease of isolation: Phages are bacteria-dependent and hence can be found wherever their target bacteria are present. It seems that each bacterium may have hundreds of phages as reflected, for example, in the collection of PhageDB, where 1,153 and 116 phages were isolated against Mycobacterium and Arthrobacter, respectively (PhageDB.org).
Possibility for clinical improvement: With the development of molecular biology and genetic engineering, the possibility of transforming phages increased in the past decades.
‘
Single shot’: Phage multiplication occurs in correlation with the growth of the bacteria. Hence, theoretically only a single shot is required (
88).
No residual: Once the pathogenic bacteria have been completely eradicated from the host cell due to phage-induced lysis, because the phages can no longer grow without the bacterial host, it is expected that they will be shed from the cell without any harm to the cell (
89).
Biofilms destruction: Biofilm destruction by phages is much more efficient when compared with antibiotics () (
90). The phages can infect the bacteria present in the upper layer of the biofilm and replicate to form new phages, which can penetrate the inner layers and infect the remaining bacteria. The continuous replication of the phages and subsequent infection and killing of biofilm bacteria lead to their eradication. Moreover, when the target bacteria are killed, the phage particles are subsequently eliminated as they no longer have a host. As shown in , numerous experiments have been performed to date using single phages or phage cocktails or even a combination of phages and antibiotics against biofilms. To a large extent, all these trials successfully eliminated the targeted bacterial biofilms from the infection sites or reduced bacterial counts to noticeably lower numbers. Also, various reports of natural lytic phages with phage-borne polysaccharide depolymerases have shown that phage-induced lysis and extracellular polysaccharide degradation are used in combination in natural systems to reduce bacterial biofilms (
91–
95). These depolymerases appear to be carried on the surface of phages and degrade bacterial capsular polysaccharides to allow access to bacterial cell surfaces (
93). In addition, biofilm dispersion can be achieved by engineering a bacteriophage to express a biofilm-degrading enzyme during infection (
96). Thus, using bacteriophages as single phage or a combination of phages in cocktails could be a good approach for the treatment of biofilms in infectious bacterial diseases.
Comparative analysis of the actions antibiotics and phages have on a mature biofilm. Antibiotics fail to penetrate the biofilm and only kill the bacteria superficially, and are thus unable to eradicate the biofilm. Phages, on the other hand, can infect bacterial cells on the outer layer of the biofilm, multiply, and in a chain reaction penetrate into the deeper layers, resulting in complete eradication of the biofilm in a single shot.
Table 1
Phage therapy trials on bacterial biofilms using different model systems
Bacteria | Model system | Phage treatment | Efficacy | References |
P. aeruginosa | Catheters | Phage cocktail | 99.9% | (97) |
P. aeruginosa | Cystic fibrosis in lung airway cells | Single phage | 75% | (98) |
P. aeruginosa | Mouse wound model | Phage cocktail | Significant 2 log decrease | (99) |
Proteus mirabillis | Catheters | 3-phage cocktail | Complete prevention of blockage | (100) |
S. epidermidis | Catheters | Single phage | – | (101) |
S. aureus | Rabbit ear wound model | Single phage combined with debridement | Significant improvement in wound infection | (102) |
E. coli | Urothelium | Single phage | 45% | (103) |
P. aeruginosa | In vitro biofilm from hospital isolates | Single phage | Highly efficient in prevention and dispersion of pre-formed biofilm | (104) |
S. aureusand S. epidermidis | In vitro biofilm | Single phages and combined mixture of two phages | High efficiency in disrupting mono-species as well as dual-species biofilm. | (95) |
P. fluorescens | In vitro biofilm grown on glass slides | Single phage | 93% cell removal at early stage of biofilm formation and prevention of biofilm formation | (105) |
MRSA and P. aeruginosa | Implant-related infection | Single phage combined with antibiotics | MRSA: biofilm absent P. aeruginosa: no significant difference | (106) |
S. aureus | In vitro biofilm | Single phage with antibiotic | Highly efficient as combined effect | (107) |
P. aeruginosa | In vitro biofilm and extracted tooth model for root canal treatment | Single phages and combined mixture of two phages | Highly effective against in vitrobiofilm. No significant effect in extracted tooth model | (108) |
E. faecalis | Human dental roots | Single phage | Substantial reduction in bacterial cell viability | (109) |
Phage therapy and human safety
Given the numerous advantages and the potential benefits of bacteriophages over the failing antibiotics, it is no wonder that scientists worldwide are delving into phage therapy. To the uninitiated, phage therapy not only holds great promise, but sets off alarm bells as well: is it safe for humans? This concern, although understandable, is virtually unfounded, as this method has been in use treating humans for decades. Indeed, it was first used over a century ago in France by Felix d'Herelle in 1919 to treat children suffering from severe dysentery (
110). Since then, many such trials have been conducted in France, Georgia, Poland, and many other places worldwide (
111,
112).
A recent trial was successfully performed in a patient suffering from an eye infection by Fadlallah et al., in 2015 at the Phage Therapy Center in Tbilisi, Georgia (
113). Many similar trials have achieved success without any harmful side effects (
114–
117). Phages were also found to have almost no harmful effects on the non-target microbiome (
118). Interestingly, phages exist everywhere in nature, and although up to date they have never been found to cause any harm or diseases in humans, there are certain temperate phages that might contain exotoxins that have harmful effects (
119–
121). However, pharmacological studies coupled with genetic tools, which are well-established nowadays, can help choose and purify the right target phage and remove unwanted virulence genes. Thus, in principal, phage therapy can be considered as a relatively safe technique (
122).
Phages against E. faecalis
For combatting VRE
E. faecalis infections, phages have been isolated and tested for their efficacy by several researchers (). Most of these phages belong to the
Myoviridae or the
Siphoviridae families of tailed phages. In case of the phage IME-EF1, when administrated intraperitoneally in a murine sepsis model, one dose of IME-EF1 or its endolysin was found to reduce the bacterial blood count and protect the mice from a lethal challenge of
E. faecalis, with a survival rate of 60 or 80% (
123). Similarly,
in vivotherapeutic potential of ϕEF24C evaluated in a sepsis BALB/c mouse model proved to be effective at a low concentration with no host sensitivity and no change in mouse lethality following a single or repeated phage exposure (
124). In addition, the Q69 phage eradicated an
E. faecalis strain mainly responsible for biogenic amines (BA) tyramine accumulation in food, which is considered as a toxicological hazard (
125).
Table 2
Phages isolated against E. faecalis, their accession numbers, and the family they belong to. This indicates the huge possibility of using these phages for phage therapy in the future.
Phage therapy against E. faecalis biofilms
Apart from planktonic bacteria eradication, a more challenging and relevant part of
E. faecalis infections is eliminating its biofilms. So far, among the
E. faecalis described phages (), only EFDG1 was tested on
E. faecalis biofilms (
128). EFDG1, isolated from sewage water, was very efficient in nearly eliminating a 2-week-old
E. faecalis biofilm of ~100 µM thickness. Evaluating the biofilm biomass showed a fivefold reduction within 7 days in the phage-treated samples compared with the untreated biofilms, which were stable and showed no reduction. Bacterial viable counts from the biofilm supported this notion by showing a five log reduction compared with the untreated biofilms. Scanning electron microscopy revealed the destruction of the treated biofilm which looks like clumps of distributed bacteria in comparison with the intact, untreated biofilm ().
Scanning electron microscopy images of untreated and treated biofilms with the phage EFDG1. The image on the left shows a well-developed biofilm, while the right image is one with EFDG1 phage treatment. Both the biofilms are 2 weeks old.
The activity of EFDG1 was further tested in post-treated root canal infections (
128) using an
ex vivo two-chamber bacterial leakage model of human teeth (
139). Measurements of bacterial leakage from the root apex showed that the obturated root canals subjected to EFDG1 irrigation resulted in dramatic reduction of eight logs in bacterial leakage compared with the conventional sample. Confocal microscopy images of horizontal root sections demonstrated that live bacteria were evident in the dentinal tubules of the control group, whereas dead bacteria were seen in the phage-treated teeth (
128).
These results indicate that phage therapy might be a worthy additive solution in combatting
E. faecalisbiofilms in root canals where all other anti-infective and aseptic technique strategies, including the current use of increased apical preparation sizes, and inclusion of chlorhexidine in combination with sodium hypochlorite, fail (
66,
140,
141).
Future perspectives
A lot is known about the importance of phages in nature (
142,
143); however, the phage–bacteria interaction in the oral microbiome still needs to be explored. Moreover, using phages to remove specific bacteria from the microbiome will allow us to study the role of their host in the microbiome and identify keystone pathogens in various infections. Thus, the use of phages will be beneficial both in gaining knowledge about oral pathogens and in removing them. Understanding the oral microbiome with the help of phages can potentially lead to the development of ‘microbiome engineering’ to prevent infections. Using ‘good’ bacteria as a probiotic (
118) and phages against the pathogens might be a new avenue yet to be explored in oral health. However, the inadequate number of phages which can specifically target oral bacteria raise the need for the isolation and characterization of more phages against oral pathogens, for example, the ones responsible for root canal infections.
In conclusion, considering all the available positive outcomes from the usage of phages against not only E. faecalis but also other bacteria in biofilms, phage therapy appears to be a tool against infectious biofilms. In the future, phages such as EFDG1 and other phages of E. faecalis like phiEF24C, IME-EF1, and EFLK1 can be used either as cocktails or as combinations with antibiotics to combat VRE E. faecalis in dental biofilms. In root canal treatments, although alternative antibacterial irrigants (such as chlorhexidine and sodium hypochlorite) were shown to be effective, they still do not prevent recurrent E. faecalis infections. Consequently, combinations of anti E. faecalis phages and antibacterial agents can benefit the host by reducing the chances of recurrent infections.
Acknowledgements
The authors thank the Rosetrees trust for kindly funding this work and the Ariane de Rothschild Women Doctorial program for funding LK. They also thank Elisheva Dorfman for editing the manuscript.
Conflict of interest and funding
There is no conflict of interest in the present study for any of the authors.
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Articles from Journal of Oral Microbiology are provided here courtesy of Taylor & Francis
ToothPhage™: Elimination of P. gingivalis, the etiological agent of periodontitis
Marleen van Smoorenburg, Master Infection & Immunity, Utrecht University
Abstract
Porphyromonas gingivalis is a Gram-negative bacterium present in the oral cavity and a
major causative agent in the initiation and progression of severe forms of periodontitis. As
a member of the oral microbiota comprising over 700 distinct bacterial species, this
anaerobic bacterium can become highly destructive. It can elicit a severe immune response
and when left untreated, result in alveolar bone resorption and loss of teeth. As current
treatment of periodontitis is time-consuming and not fully effective, the goal of this project
is to develop a formulation of bacteriophages as an easy-to-use at-home treatment for
periodontitis. We hypothesize that ToothPhage™, a toothpaste containing bacteriophages
specifically targeting pathogenic P. gingivalis strains, will eliminate the causative agent of
periodontitis and consequently lead to restoration of the oral symbiotic microbiota.
Introduction and problem definition
Oral microbial communities belong to the most complex microbiota in the human body. The oral cavity
contains several habitats, all colonized by distinct microbial communities with a total of over 700
different bacterial species1,2. Usually there is homeostasis between the host and the microbiota
however, certain genetic or environmental factors can induce a state of dysbiosis, in which the
microbial imbalance is harmful to the host3
. Dysbiosis in the oral microbiome is mainly responsible for
two human diseases: dental caries (tooth decay) and periodontitis (gum disease). While Gram-positive
streptococci are generally responsible for supragingival plaque (dental plaque above the gum line)
leading to dental caries, Gram-negative anaerobic bacteria dominate subgingival plaque (below the
gum line), responsible for periodontitis2
.
Periodontitis is an inflammatory disease destroying tissues surrounding the tooth, which can
eventually lead to tooth loss. Periodontitis comprises various categories, related to disease severity. It
is the second most common dental disease worldwide and its general incidence increases with age.
The incidence of periodontitis in the Dutch population is estimated at 10% however, over the age of
50, up to 30% of people have a mild to severe form of periodontitis. Chronic periodontitis is the most
common form of the disease in people over 36 years of age. The disease is clinically characterized by
redness and swelling of the gingiva (gums), deepening of the pockets, attachment loss and alveolar
bone resorption4
. Risk factors are smoking, certain medication and bad oral hygiene.
Porphyromonas gingivalis, a Gram-negative anaerobic bacterium belonging to the phylum
Bacteroidetes, is considered the etiological agent in (especially) the onset and progression of chronic
periodontitis5
. The biofilms initiated by the periodontopathogen, enhances virulence factors of other
bacteria, elicits an immune response and can result in bone and soft tissue destruction2
. Generally, the
disease progression is slow to moderate however, patients might have periods of rapid progression.
The symptoms can lead to speech- and eating problems, substantially influencing daily life and
negatively affecting quality of life4
. Current treatment comprises the mechanical or surgical removal
of plaque by a dentist, frequently supplemented with systemic antibiotics and instructions on oral
hygiene. Absence of treatment leads to an increased inflammatory reaction, increased alveolar bone
resorption, and consequently to loss of teeth. Furthermore, periodontitis is associated with an
increased risk on head and neck squamous cell carcinoma (HNSSC) specifically in the oral cavity, with
each additional millimetre of alveolar bone loss (ABL), associated with an >4-fold increased risk on
HNSSC6
. Besides, evidence is emerging that periodontitis is associated with an increased risk of
developing coronary heart disease (CHD)7
.
Current treatment is suboptimal, patients need to see a dentist multiple times and the measures taken
are often rough and aspecific. For example, the use of systemic antibiotics. Besides the target
bacterium, antibiotics affect the microbiota throughout the body and negatively influences
homeostasis. Working towards an antibiotic-free future, we are in need of specific treatments that
take away the etiological agent of periodontitis. We think there is a need here for an at-home and
easy-to-use application for the elimination of P. gingivalis, and consequent restoration of the symbiotic
microbiota.
Aim
The aim of this project is to develop a formulation of bacteriophages for topical application in
treatment of periodontitis.
Hypothesis
Application of Porphyromonas gingivalis-specific bacteriophages to the oral cavity of people suffering
from periodontitis, will lead to elimination of P. gingivalis, one of the major etiological agents of
periodontal disease, and consequently lead to restoration of the oral symbiotic microbiota.
Approach
Bacteriophages
We want to make use of P. gingivalis-specific bacteriophages to eliminate the main causative agent of
periodontitis. The use of bacteriophages, endogenous killers of bacterial cells, has various advantages.
Phages very specifically target a certain species, or even strain, thereby not disturbing the commensal
flora8
. Besides they are “auto-dosing”, meaning that replication of phages at the site of infection leads
to an increase in local titre. Additionally, use of phages is favourable compared to antibiotics regarding
the quick and cheap development, the ability to lyse antibiotic-resistant strains, and that so far no side
effects have been observed8,9. Challenges of the use of phages in general are that the causative agent
should be known, fortunately in our case this has been resolved. Additionally, there is still a challenge
in legislation surrounding this very promising new field of research in bacteriophage treatment that is
gaining in popularity8
. Nonetheless, we consider the use of phages to treat periodontitis a promising
new application.
Application
Next, we considered the formulation of applying P. gingivalis-specific bacteriophages specifically to
the oral cavity. Literature provided us with a semi solid formulation of bacteriophages that has proven
to work in the treatment of acne. Propionibacterium acnes-specific phages formulated in an aqueous
cream were capable of killing the P. acnes bacteria9
. Similarly, the ToothPhage™ toothpaste will make
use of a semi solid formulation but in this case to eliminate the etiological agent of periodontitis. The
use of toothpaste is favourable for various reasons. First, it is an easy-to-use application that patients
can use themselves at home on a daily basis. Second, it does not require any additional actions from
the patient, apart from the normal twice a day teeth-cleaning routine now with ToothPhage™ instead
of normal toothpaste. Third, by the mechanical procedure of brushing your teeth, the phages are easily
dispersed throughout the mouth. Thereby, the phages are in close proximity to the niches containing
the harmful bacteria, where they have to act. A challenge we will have to further examine is whether
swallowing and consequently phages entering the digestive system and the rest of the body has
relevant adverse effects, general as well as specific on the internal microbiota (as the presence of P.
gingivalis is not limited to the oral cavity).
For the isolation and characterization of phages and preparation of our semi solid formulation, we will
refer to the protocols of Brown et al9
. We will make use of the currently characterized phages of
pathogenic P. gingivalis strains supplemented with phages isolated and typed from the human oral
cavity of volunteers, to generate a cocktail of lytic phages able to lyse various P. gingivalis strains (free
of genetic determinants that could potentially cause additional harm to the host)3,9
. Besides, we will
make use of the data collected by the National Institutes of Health (NIH) on the Integrative Human
Microbiome Project (iHMP) and the Human Oral Microbiome Database (HOMD). Additionally, we will
collaborate with companies specialised in the manufacturing of toothpaste, for optimal formulation of
excipients.
After optimization and addressing possible safety hazards, such as the swallowing of a limited number
of phages and its influence on internal microbiota, a pilot trial will be performed.
Clinical trial
Patients with various stages of periodontitis, officially diagnosed by qualified dentists, will be
addressed to participate on a voluntary basis and under informed consent in this trial. Only patients
that do not use (long-term) antibiotics and/or probiotics will be included in the study. The doubleblind, randomized, placebo-controlled trial will be executed under supervision of qualified dentists.
The placebo used is a toothpaste with the same constituents and excipients, apart from the addition
of bacteriophages. Patients will use ToothPhage™ or the control toothpaste for fourteen days, twice a
day, alternating with seven days of normal toothpaste for an initial period of three months. After three
months, dentists will evaluate progress and determine whether the procedure will be continued for
periods up to 6 months with a maximum of one year, or in the case of negative outcomes treatment
will be aborted and regular treatment started. At the start of the ToothPhage™ treatment, after three
months (at the dental visit) and at the end of treatment, oral swabs are taken to evaluate presence of
P. gingivalis and determine treatment efficacy. Additionally, inflammation status and stage of
periodontitis is assessed according to standardized criteria supplemented with possible side-effects,
noted by either patient or dentist. Patients that need an antibiotic treatment during the follow-up of
the study, will be excluded from the study.
Expected results
Elimination of the periodontopathogen P. gingivalis will lead to a reduction of inflammation by taking
away the etiological agent and consequently decrease the incidence of periodontitis.
Future prospects
The results of the clinical trial will provide knowledge on the effectivity and efficiency of periodontitis
treatment with ToothPhage™. With consent of the participants we will do a full analysis of the
microbiome composition obtained from the oral swabs, additional to evaluating the presence of P.
gingivalis, with the use of matrix assisted laser desorption ionization-time of flight mass spectrometry
(MALDI-TOF MS). We will compare the microbiome obtained at the start of treatment to the
microbiome retrieved at various time points and study alterations in composition. For example to
assess if and if so, which other strains (pathogenic or commensal) are recolonizing the oral cavity.
Possibly this could result in the addition of various phages, targeting different pathogenic
strains/species that recolonize the oral cavity and are implicated in the pathogenesis of periodontitis.
Additionally, we will compare the oral microbiome to published data on oral microbiome composition
in healthy individuals. Next, in additional clinical trials we want to assess whether the supplementary
use of probiotics, either formulated in the toothpaste or in an alternative form to deliver to the oral
cavity, will speed-up recovery of the dysbiosis caused by P. gingivalis and help restoration of oral
symbiotic microbiota. We also want to assess the possibility of using additional non-pathogenic P.
gingivalis strains, not targeted by the phages, to replace the periodontitis-causing strain however, the
possibility of these strains acquiring pathogenic capacity will have to be carefully examined.
Furthermore, we think our application might also be promising for future treatment of alveolar osteitis,
inflammation of the alveolar bone that often occurs as a complication after tooth extraction, especially
after extraction of mandibular third molars (wisdom teeth in the lower jaw). Currently the causes of
alveolar osteitis are not fully understood however, bacteria colonizing the socket are a clear problem.
Further elucidation of the pathogenic strains responsible for the serious infections after wisdom teeth
extraction, could result in the use of different strain-specific bacteriophages formulated in toothpaste.
After a successful trial period and approved production of ToothPhage™ by respective authorities, we
want to bring ToothPhage™ to the pharmacies for widespread at-home use in combatting gum disease.
This would pave the way for our at-home, easy-to-use application ToothPhage™ reducing the incidence
of periodontitis because as W.D. Miller, a student of Dr. Koch, and the scientist J.L. Williams already
taught us in 1896: “A clean tooth never decays”.
References
1. Dewhirst, F. E. et al. The human oral microbiome. J. Bacteriol. 192, 5002–5017 (2010).
2. Kuramitsu, H. K., He, X., Lux, R., Anderson, M. H. & Shi, W. Interspecies Interactions within Oral
Microbial Communities. Microbiol. Mol. Biol. Rev. 71, 653–670 (2007).
3. Szafrá Nski, S. P., Winkel, A. & Stiesch, M. The use of bacteriophages to biocontrol oral biofilms.
J. Biotechnol. 250, 29–44 (2017).
4. Teeuw, W. J. et al. Paradontitis en levenskwaliteit. Ned Tijdschr Tandheelk 16, 199–201 (2011).
5. Mysak, J. et al. Porphyromonas gingivalis: Major periodontopathic pathogen overview. J.
Immunol. Res. 2014, (2014).
6. Tezal, M., Sullivan, M. A., Hyland, A., Marshall, J. R. & Stoler, D. Chronic Periodontitis and the
Incidence of Head and Neck Squamous Cell Carcinoma. Cancer Epidemiol Biomarkers Prev 11,
2406–2412 (2009).
7. Mathews, M. J., Mathews, E. H. & Mathews, G. E. Oral health and coronary heart disease. BMC
Oral Health 16, (2016).
8. Microbiome in Health and Disease. Artis microbiology lectures. (2018).
9. Brown, T. L., Petrovski, S., Dyson, Z. A., Seviour, R. & Tucci, J. The formulation of bacteriophage
in a semi solid preparation for control of propionibacterium acnes growth. PLoS One 11,
e0151184 (2016).,https://www.micropia.nl/media/filer_public/f2/be/f2be1b2e-29a6-4fd0-979e-cbc0130e6622/microbiome_awards_2018_marleen_van_smoorenburg.pdf
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